Shweta Chadha

Chief Compliance Officer

I serve as the Chief Compliance Officer for RGF Integrated Wealth Management.  In this challenging role in an ever-changing regulatory landscape, I am responsible for overseeing our firm's compliance program. I provide training and continuing supervisory support to our advisors and their teams with respect to securities law, industry rules and regulations, and our internal policies and procedures. I also work alongside our management team and the Board of Directors on fostering our compliance culture. Prior to my current role, I was the key person on the Operations team and acted as a liasion between advisory teams and our carrying dealer.

I was born and raised in India and have a post-graduate degree in Biochemistry. Outside of the office, I enjoy spending time with my family and doing fun activities with my two daughters and husband. I also enjoy dancing and am a trained Kathak dancer (an Indian classical dance form).